//NPORT Exhibit Update
NPORT Exhibit Update 2019-05-10T09:09:49+00:00

NPORT EXHIBIT UPDATE

The SEC recently passed another update related to the submission of the Form NPORT Exhibit (NPORT-EX).

IMPORTANT NOTES:

  • For all NPORT related submissions prior to the reporting period of August 31, 2019, NPORT-EX will be a separate submission from the NPORT-P filing.
    • NPORT-P must be submitted prior to NPORT-EX.
    • NPORT-EX has a mandatory field that requires the accession number from the respective NPORT-P filing.
    • Upon submitting NPORT-P with the EDGAR system, FilePoint can insert the accession number into the NPORT-EX filing, without additional instruction.
    • The conversion of the NPORT-EX files should still be initiated in advance of NPORT-P.
  • For NPORT-P submissions with reporting periods after August 31, 2019, NPORT-EX will no longer be a separate filing. Rather it will be integrated as an exhibit in into NPORT-P for the same reporting period.
    • The NPORT-P and NPORT Exhibit process can remain the same.
    • FilePoint an convert the NPORT Exhibit and return it to be combined with the NPORT-P submission.

COMPLIANCE DATE:

The change in the submission format will be effective August 31, 2019.

SOLUTION:

FilePoint is prepared to handle the NPORT Exhibit process for you. All you need to do is send us your documents like you would for a traditional filing. Please do not hesitate to reach out with any questions.

Please contact file@filepoint.com for assistance with the preparation of NPORT Exhibits.