FilePoint® provides full document conversion and SEC filing services for investment companies and investment advisers. We can handle any SEC form type and can convert any type of document you provide, with a focus on providing high-quality, reliable service and customized solutions.
Our team of SEC and regulatory experts are on the forefront of the latest EDGAR filing developments. As SEC requirements evolve, we continually update our services to help our clients stay ahead of the curve. No matter how simple or complex a filing, FilePoint can take care of your needs.
As most funds are in the throes of preparing for compliance with the new Tailored Shareholder Report (TSR) rules, the Securities and Exchange Commission (SEC) released a set of Frequently Asked Questions (FAQs) to help provide clarity on some questions the commission has received over the past several months.
On January 2, 2024, the Securities and Exchange Commission (“SEC”) published to the Federal Register a new rule and new Form SHO (the “Rule”) pursuant to the Securities Exchange Act of 1934 (“Exchange Act”) and the Dodd-Frank Wall Street Reform and Consumer Protection Act (“DFA”). This Rule 13f-2 will require the publication of short sale related data to investors and other market participants.